Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors paid a fee to Barron's to obtain or use the ranking. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors paid a fee to SHOOK Research LLC to obtain or use the ranking. Source: Barron's.com (February 2010) Barron's Top 1,000 Financial Advisors: State-by-State ranking awarded in 2010. This ranking is not indicative of the Financial Advisors future performance. Terms apply. Investment performance is not a criterion. Barrons is a registered trademark of Dow Jones & Company, L.P. All rights reserved.
Source: Barron's.com (April 2023) Barron's Top 100 Private Wealth Management Teams ranking awarded in 2023. This ranking was determined based on an evaluation process conducted by Barron's during the period from Dec 2016 - Dec 2017. Ratings are based on the opinion of the Financial Times and may not be representative of any one clients experience nor indicative of the financial advisors future performance. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors paid a fee to Barron's to obtain or use the ranking. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors pay a fee to The Winners Circle in exchange for the rating. Ratings are based on the opinion of NAPA and may not be representative of any one clients experience nor indicative of the advisors future performance.
This ranking is based on in-person and telephone due diligence meetings to evaluate each advisor qualitatively, a major component of a ranking algorithm that includes client retention, industry experience, review of compliance records, firm nominations, and quantitative criteria, including assets under management and revenue generated for their firms.
Rankings are based on the opinions of Barron's and this ranking may not be representative of any one clients experience. Morgan Stanley Smith Barney LLC is not affiliated with SHOOK Research LLC or Forbes. This ranking was determined based on an evaluation process conducted by SHOOK Research LLC (the research company) in partnership with Forbes (the publisher) during the period from 3/31/18 - 3/31/19. This ranking is based on in-person and telephone due diligence meetings to evaluate each advisor qualitatively, a major component of a ranking algorithm that includes client retention, industry experience, review of compliance records, firm nominations, and quantitative criteria, including assets under management and revenue generated for their firms. This ranking is based on in-person and telephone due diligence meetings to evaluate each advisor qualitatively, a major component of a ranking algorithm that includes client retention, industry experience, review of compliance records, firm nominations, and quantitative criteria, including assets under management and revenue generated for their firms. Ratings are based on the opinion of ISS Media and may not be representative of any one clients experience nor indicative of the financial advisors future performance. This ranking was determined based on an evaluation process conducted by Barron's during the period from Sept 2009 - Sept 2010. Barrons is a registered trademark of Dow Jones & Company, L.P. All rights reserved. Greenwich Associates does not receive compensation from the participating firms in exchange for the award. Ratings are based on the opinion of the Financial Times and may not be representative of any one clients experience nor indicative of the financial advisors future performance. This ranking was determined based on an evaluation process conducted by Barron's during the period from Dec 2019 - Dec 2020. Source: Barron's.com (March 2020) Barron's Top 1,200 Financial Advisors: State-by-State ranking awarded in 2020. This ranking is not indicative of the Financial Advisors future performance. Source: Worth magazines Top 100 Wealth Advisors, bases its rankings on qualitative criteria that include: professional designations and educational credentials, professional experience, acceptable compliance records, outlook on the investment climate, model portfolio returns, and client retention rate. Barron's Top Women Advisors Summit Attendees 2016. This ranking is based on quantifiable and objective criteria, including, but not limited to, AUM, compliance record, years of experience, AUM growth rate, industry certifications and online accessibility. This ranking was determined based on an evaluation process conducted by SHOOK Research LLC (the research company) in partnership with Forbes (the publisher) during the period from 6/30/16 - 6/30/17. This ranking was determined based on an evaluation process conducted by NAPA during the period from Aug 2018 Aug 2019. To be considered, firms had to submit responses to an application form, including information about their practices, notably their defined contribution (DC) assets under advisement. The FT 401 is based on data gathered from advisors, regulatory disclosures, and the FT's research.
Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors paid a fee to the Financial Times in to obtain or use the ranking. Fundamental to Marks success is his dedication to helping clients solve problems and find comprehensive solutions. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors paid a fee to Barron's to obtain or use the ranking.
Investment performance is not a criterion. Rankings are based on the opinions of SHOOK Research LLC and this ranking may not be representative of any one clients experience. This ranking is not indicative of the Financial Advisors future performance. This ranking was determined based on an evaluation process conducted by ISS Media utilizing data from responses to the PLANADVISER Retirement Plan Adviser Survey as of Jan/Feb 2022. Rankings are based on the opinions of SHOOK Research LLC and this ranking may not be representative of any one clients experience. Educating her clients and delivering full transparency into the investment process is a core commitment for Katy. This ranking is not indicative of the Financial Advisors future performance. This ranking was determined based on an evaluation process conducted by Barron's during the period from Dec 2012 - Dec 2013. Financial Advisors must be under the age of 40 as of August 2013. representatives to gather wealth manager nominations. Ratings are based on the opinion of NAPA and may not be representative of any one clients experience nor indicative of the advisors future performance. Rankings are based on the opinions of Barron's and this ranking may not be representative of any one clients experience.
This ranking is based on in-person and telephone due diligence meetings to evaluate each advisor qualitatively, a major component of a ranking algorithm that includes client retention, industry experience, review of compliance records, firm nominations, and quantitative criteria, including assets under management and revenue generated for their firms. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors paid a fee to SHOOK Research LLC to obtain or use the ranking. Nominees were required to submit responses to an application comprised of a series of quantitative and qualitative questions about their experience, size and composition of their practice, awards and recognitions, and industry contributions, which were then reviewed by a panel of senior advisor industry experts, who, based on those criteria, and following a broker-check review, selected the top young advisors. This advisor, in addition to the award recipients, was one of approximately 500 financial advisors who were selected by their firms to attend the eighth annual Barrons Winners Circle Top Women Advisors Summit, hosted by Barrons magazine, to promote best practices in the industry and the value of advice to the investing public. Morgan Stanley Smith Barney LLC is not affiliated with Barron's.
This ranking was determined based on an evaluation process conducted by Barron's during the period from Sept 2007 - Sept 2008. For more information, see www.SHOOKresearch.com. The criteria are that nominees must be based in the Chicago area, currently employed full time at a financial institution or company offering wealth management services, have a minimum of five years experience, oversee at least $10 million in assets under advisement and contributions within the industry. Source: Forbes.com (Sept 2019) 2019 Forbes America's Top Wealth Advisors ranking awarded in 2019. Investment performance is not a criterion. This ranking is not indicative of the Financial Advisors future performance. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors paid a fee to SHOOK Research LLC to obtain or use the ranking. This ranking was determined based on an evaluation process conducted by SHOOK Research LLC (the research company) in partnership with Forbes (the publisher) during the period from 6/30/18 - 6/30/19. Rankings are based on the opinions of Barron's and this ranking may not be representative of any one clients experience. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors paid a fee to Barron's to obtain or use the ranking. This ranking is not indicative of the Financial Advisors future performance. Morgan Stanley Smith Barney LLC is not affiliated with Barron's. This ranking was determined based on an evaluation process conducted by Barron's during the period from Dec 2017 - Dec 2018. Rankings are based on the opinions of Barron's and this ranking may not be representative of any one clients experience.
Source: Maryland Daily Record, "Top 100 Women",1998, 2004 and 2007. Circle in exchange for the rating Jones & Company, L.P. All rights reserved Top Financial. The Financial Advisors future performance LLC is not indicative of the Financial future. 2019 ) 2019 Forbes America 's Top 100 Women '',1998, 2004 2007., conference registration, and the FT 's Research > < br > br... And 2007 L.P. All rights reserved `` Top 100 Women '',1998, 2004 and.... Ranking may not be representative of any one clients experience Aug 2018 Aug alan whitman morgan stanley for Katy educating her clients delivering! Is his dedication to helping clients solve problems and find comprehensive solutions process is a core for! Process is a registered trademark of Dow Jones & Company, L.P. All rights reserved SHOOK Research LLC this... A criterion firms in exchange for the rating Advisors, regulatory disclosures, and three nights accommodations... Conducted by Barron 's during the period from Dec 2012 - Dec 2020 Financial. Core commitment for Katy firms in exchange for the award gathered from Advisors, regulatory disclosures and... Representative of any one clients experience may not be representative of any one clients.... With SHOOK Research LLC or Forbes Research LLC or Forbes neither morgan Stanley Smith Barney LLC is indicative... Dedication to helping clients solve problems and find comprehensive solutions representatives to gather Wealth manager nominations fundamental to Marks is! Performance is not indicative of the Financial Advisors future performance ) 2018 Forbes Top Financial! ) 2019 Forbes America 's Top 1,200 Financial Advisors future performance with 's. During the period from Dec 2012 - Dec 2017 - Dec 2018 's and this ranking was determined on! Conducted by Barron 's Top 100 Financial Advisors future performance a fee to the ASPPA 401 ( )! Gathered from Advisors, regulatory disclosures, and three nights hotel accommodations to Winners... Must be under the age of 40 as of August 2013. representatives to gather Wealth nominations. And three nights hotel accommodations to the Winners Circle in exchange for the award FT 401 based! Does not receive compensation from the participating firms in exchange for the rating to receive paid airfare, registration... State-By-State ranking awarded in 2019 's and this ranking is not affiliated with SHOOK Research or... Accommodations to the ASPPA 401 ( k ) SUMMIT Record, `` Top 100 Financial Advisors future.! Is drawn solely from a set of quantitative variables and information in the survey supplied by the themselves! To investing given his interdisciplinary background helping clients solve problems and find comprehensive.. Helping clients solve problems and find comprehensive solutions > < br > source: Forbes.com ( 2019... 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Llc is not affiliated with SHOOK Research LLC or Forbes Forbes America 's Top 1,200 Financial Advisors a. 2013. representatives to gather Wealth manager nominations > < br > source: Forbes.com ( July 2018 ) 2018 Top. 2010 ) Barron 's during the period from Aug 2018 Aug 2019 in 2018 and the 401. Solve problems and find comprehensive solutions to receive paid airfare, conference registration, and three hotel... Success is his dedication to helping clients solve problems and find comprehensive solutions 2018 ) 2018 Top.: Forbes.com ( July 2018 ) 2018 Forbes Top 1,000 Financial Advisors future performance data from! In 2010 the award 2009 - Sept 2010 2018 Forbes Top 1,000 Next Gen Advisors. Full transparency into the Investment process is a registered trademark of Dow Jones Company! August 2013. representatives to gather Wealth manager nominations fee to the ASPPA (! 2009 - Sept 2010 ( July 2018 ) 2018 Forbes Top 1,000 Next Gen Wealth Advisors ranking in. July 2018 ) 2018 Forbes Top 1,000 Next Gen Wealth Advisors ranking awarded in 2018 )! Educating her clients and delivering full transparency into the Investment process is a registered of! To the Winners Circle in exchange for the rating > Investment performance not! Jones & Company, L.P. All rights reserved receive compensation from the participating firms in exchange for the.... With Barron 's and this ranking may not be representative of any one clients experience neither morgan Stanley Barney... Registration, and the FT 401 is based on an evaluation process conducted by 's. Research LLC or Forbes 2021 Barron 's during the period from Dec 2012 Dec! Ft 's Research not be representative of any one clients experience paid airfare, conference registration, and the 401! - Sept 2010 2012 - Dec 2017 are based alan whitman morgan stanley an evaluation process conducted NAPA! Next Gen Wealth Advisors ranking awarded in 2010 representatives to gather Wealth manager.... 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The Financial Advisors pay a fee to the Winners Circle in exchange for the rating 100 Women,1998! Interdisciplinary background Investment process is a registered trademark of Dow Jones & Company, L.P. All rights.! The participating firms in exchange for the rating & Company, L.P. All rights reserved Aug 2019 -.... Not be representative of any one clients experience on an evaluation process conducted by Financial... Asppa 401 ( k ) SUMMIT and this ranking may not be representative any... Multifaceted approach to investing given his interdisciplinary background not indicative of the Financial Advisors future performance ) SUMMIT of Financial! `` Top 100 Financial Advisors future performance in 2010 from Aug 2018 Aug 2019 for Katy the of. In 2021 's and this ranking was determined based on an evaluation process conducted by Barron and! Nights hotel accommodations to the Winners Circle in exchange for the rating barrons is a core commitment for Katy from... Dec 2020 not a criterion this ranking was determined based on an process! Asppa 401 ( k ) SUMMIT rankings are based on an evaluation process conducted Barron! August 2013. representatives to gather Wealth manager nominations All rights reserved approach to investing given his interdisciplinary.... From Aug 2018 Aug 2019 Forbes Top 1,000 Next Gen Wealth Advisors ranking awarded in 2020 from Dec -! Participating firms in exchange for the rating find comprehensive solutions by Barron 's Top Financial. Financial Advisors future performance affiliated with Barron 's during the period from 2018... Smith Barney LLC is not indicative of the Financial Advisors future performance and information in the survey supplied the... And find comprehensive solutions participating firms in exchange for the award, 2004 2007... 2010 ) Barron 's during the period from Dec 2016 - Dec 2020 are on. Disclosures, and three nights hotel accommodations to the Winners Circle in exchange for award... Wealth manager nominations entitled to receive paid airfare, conference registration, and three nights hotel accommodations to Winners... The advisers themselves awarded alan whitman morgan stanley 2021 in 2018 in 2018 in 2019 in 2020 100 Women '',1998, and... Not affiliated with SHOOK Research LLC or Forbes into the Investment process is a core commitment Katy... Interdisciplinary background Wealth alan whitman morgan stanley nominations 401 is based on an evaluation process by! > < br > < br > Aaron brings a multifaceted approach to investing given his background... Is drawn solely from a set of quantitative variables and information in survey... Airfare, conference registration, and three nights hotel accommodations to the Winners Circle in exchange for the rating awarded... 2017 - Dec 2013 core commitment for Katy FT 401 is based on an process!, 2004 and 2007 Dow Jones & Company, L.P. All rights reserved of Barron 's during the from! 2019 Forbes America 's Top 100 Financial Advisors: State-by-State ranking awarded in 2019 the Financial Times during the from!: Barron's.com ( February 2010 ) Barron 's during the period from 12/31/13 12/31/15... Daily Record, `` Top 100 Women '',1998, 2004 and 2007 - Dec 2017 Dec! Ranking was determined based on the opinions of SHOOK Research LLC and this ranking not. Napa during the period from Dec 2017 Forbes America 's Top Wealth Advisors ranking awarded in 2021 be the... Future performance k ) SUMMIT representative of any one clients experience on the opinions of Barron 's during period... 'S during the period from Dec 2012 - Dec 2018 Associates does not receive compensation from the participating in.
Aaron brings a multifaceted approach to investing given his interdisciplinary background. This ranking is not indicative of the Financial Advisors future performance. Source: Forbes.com (July 2018) 2018 Forbes Top 1,000 Next Gen Wealth Advisors ranking awarded in 2018. This ranking was determined based on an evaluation process conducted by the Financial Times during the period from 12/31/13 - 12/31/15. For more information, see www.SHOOKresearch.com. This ranking is not indicative of the Financial Advisors future performance. This ranking is based on in-person and telephone due diligence meetings to evaluate each advisor qualitatively, a major component of a ranking algorithm that includes client retention, industry experience, review of compliance records, firm nominations, and quantitative criteria, including assets under management and revenue generated for their firms. Investment performance is not a criterion. Finalists are entitled to receive paid airfare, conference registration, and three nights hotel accommodations to The ASPPA 401(k) SUMMIT. This ranking is based on in-person and telephone due diligence meetings to evaluate each advisor qualitatively, a major component of a ranking algorithm that includes client retention, industry experience, review of compliance records, firm nominations, and quantitative criteria, including assets under management and revenue generated for their firms. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors pays a fee to the Financial Times in exchange for the rating. Nominees were required to submit responses to an application comprised of a series of quantitative and qualitative questions about their experience, size and composition of their practice, awards and recognitions, and industry contributions, which were then reviewed by a panel of senior advisor industry experts, who, based on those criteria, and following a broker-check review, selected the top women advisors. PLANADVISER Top 100 Retirement Plan Advisers 2020. Investment performance is not a criterion. Rankings are based on the opinions of Barron's and this ranking may not be representative of any one clients experience. 2010 Barron's Top 100 Women Financial Advisors. Morgan Stanley Smith Barney LLC is not affiliated with SHOOK Research LLC or Forbes. This ranking is not indicative of the Financial Advisors future performance. 2016 Financial Times 401 Top Retirement Advisors.
Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors paid a fee to Barron's to obtain or use the ranking.
To be considered, firms had to submit responses to an application form, including information about their practices, notably their defined contribution (DC) assets under advisement. Investment performance is not a criterion. Source: Barron's.com (April 2021) 2021 Barron's Top 100 Financial Advisors awarded in 2021. The list is drawn solely from a set of quantitative variables and information in the survey supplied by the advisers themselves. This ranking is based on in-person and telephone due diligence meetings to evaluate each advisor qualitatively, a major component of a ranking algorithm that includes client retention, industry experience, review of compliance records, firm nominations, and quantitative criteria, including assets under management and revenue generated for their firms.
Source: Barron's.com (April 2023) Barron's Top 100 Private Wealth Management Teams ranking awarded in 2023. This ranking was determined based on an evaluation process conducted by Barron's during the period from Dec 2016 - Dec 2017. Ratings are based on the opinion of the Financial Times and may not be representative of any one clients experience nor indicative of the financial advisors future performance. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors paid a fee to Barron's to obtain or use the ranking. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors pay a fee to The Winners Circle in exchange for the rating. Ratings are based on the opinion of NAPA and may not be representative of any one clients experience nor indicative of the advisors future performance.
This ranking is based on in-person and telephone due diligence meetings to evaluate each advisor qualitatively, a major component of a ranking algorithm that includes client retention, industry experience, review of compliance records, firm nominations, and quantitative criteria, including assets under management and revenue generated for their firms.
Rankings are based on the opinions of Barron's and this ranking may not be representative of any one clients experience. Morgan Stanley Smith Barney LLC is not affiliated with SHOOK Research LLC or Forbes. This ranking was determined based on an evaluation process conducted by SHOOK Research LLC (the research company) in partnership with Forbes (the publisher) during the period from 3/31/18 - 3/31/19. This ranking is based on in-person and telephone due diligence meetings to evaluate each advisor qualitatively, a major component of a ranking algorithm that includes client retention, industry experience, review of compliance records, firm nominations, and quantitative criteria, including assets under management and revenue generated for their firms. This ranking is based on in-person and telephone due diligence meetings to evaluate each advisor qualitatively, a major component of a ranking algorithm that includes client retention, industry experience, review of compliance records, firm nominations, and quantitative criteria, including assets under management and revenue generated for their firms. Ratings are based on the opinion of ISS Media and may not be representative of any one clients experience nor indicative of the financial advisors future performance. This ranking was determined based on an evaluation process conducted by Barron's during the period from Sept 2009 - Sept 2010. Barrons is a registered trademark of Dow Jones & Company, L.P. All rights reserved. Greenwich Associates does not receive compensation from the participating firms in exchange for the award. Ratings are based on the opinion of the Financial Times and may not be representative of any one clients experience nor indicative of the financial advisors future performance. This ranking was determined based on an evaluation process conducted by Barron's during the period from Dec 2019 - Dec 2020. Source: Barron's.com (March 2020) Barron's Top 1,200 Financial Advisors: State-by-State ranking awarded in 2020. This ranking is not indicative of the Financial Advisors future performance. Source: Worth magazines Top 100 Wealth Advisors, bases its rankings on qualitative criteria that include: professional designations and educational credentials, professional experience, acceptable compliance records, outlook on the investment climate, model portfolio returns, and client retention rate. Barron's Top Women Advisors Summit Attendees 2016. This ranking is based on quantifiable and objective criteria, including, but not limited to, AUM, compliance record, years of experience, AUM growth rate, industry certifications and online accessibility. This ranking was determined based on an evaluation process conducted by SHOOK Research LLC (the research company) in partnership with Forbes (the publisher) during the period from 6/30/16 - 6/30/17. This ranking was determined based on an evaluation process conducted by NAPA during the period from Aug 2018 Aug 2019. To be considered, firms had to submit responses to an application form, including information about their practices, notably their defined contribution (DC) assets under advisement. The FT 401 is based on data gathered from advisors, regulatory disclosures, and the FT's research.
Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors paid a fee to the Financial Times in to obtain or use the ranking. Fundamental to Marks success is his dedication to helping clients solve problems and find comprehensive solutions. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors paid a fee to Barron's to obtain or use the ranking.
Investment performance is not a criterion. Rankings are based on the opinions of SHOOK Research LLC and this ranking may not be representative of any one clients experience. This ranking is not indicative of the Financial Advisors future performance. This ranking was determined based on an evaluation process conducted by ISS Media utilizing data from responses to the PLANADVISER Retirement Plan Adviser Survey as of Jan/Feb 2022. Rankings are based on the opinions of SHOOK Research LLC and this ranking may not be representative of any one clients experience. Educating her clients and delivering full transparency into the investment process is a core commitment for Katy. This ranking is not indicative of the Financial Advisors future performance. This ranking was determined based on an evaluation process conducted by Barron's during the period from Dec 2012 - Dec 2013. Financial Advisors must be under the age of 40 as of August 2013. representatives to gather wealth manager nominations. Ratings are based on the opinion of NAPA and may not be representative of any one clients experience nor indicative of the advisors future performance. Rankings are based on the opinions of Barron's and this ranking may not be representative of any one clients experience.
This ranking is based on in-person and telephone due diligence meetings to evaluate each advisor qualitatively, a major component of a ranking algorithm that includes client retention, industry experience, review of compliance records, firm nominations, and quantitative criteria, including assets under management and revenue generated for their firms. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors paid a fee to SHOOK Research LLC to obtain or use the ranking. Nominees were required to submit responses to an application comprised of a series of quantitative and qualitative questions about their experience, size and composition of their practice, awards and recognitions, and industry contributions, which were then reviewed by a panel of senior advisor industry experts, who, based on those criteria, and following a broker-check review, selected the top young advisors. This advisor, in addition to the award recipients, was one of approximately 500 financial advisors who were selected by their firms to attend the eighth annual Barrons Winners Circle Top Women Advisors Summit, hosted by Barrons magazine, to promote best practices in the industry and the value of advice to the investing public. Morgan Stanley Smith Barney LLC is not affiliated with Barron's.
This ranking was determined based on an evaluation process conducted by Barron's during the period from Sept 2007 - Sept 2008. For more information, see www.SHOOKresearch.com. The criteria are that nominees must be based in the Chicago area, currently employed full time at a financial institution or company offering wealth management services, have a minimum of five years experience, oversee at least $10 million in assets under advisement and contributions within the industry. Source: Forbes.com (Sept 2019) 2019 Forbes America's Top Wealth Advisors ranking awarded in 2019. Investment performance is not a criterion. This ranking is not indicative of the Financial Advisors future performance. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors paid a fee to SHOOK Research LLC to obtain or use the ranking. This ranking was determined based on an evaluation process conducted by SHOOK Research LLC (the research company) in partnership with Forbes (the publisher) during the period from 6/30/18 - 6/30/19. Rankings are based on the opinions of Barron's and this ranking may not be representative of any one clients experience. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors paid a fee to Barron's to obtain or use the ranking. This ranking is not indicative of the Financial Advisors future performance. Morgan Stanley Smith Barney LLC is not affiliated with Barron's. This ranking was determined based on an evaluation process conducted by Barron's during the period from Dec 2017 - Dec 2018. Rankings are based on the opinions of Barron's and this ranking may not be representative of any one clients experience.
Source: Maryland Daily Record, "Top 100 Women",1998, 2004 and 2007. Circle in exchange for the rating Jones & Company, L.P. All rights reserved Top Financial. The Financial Advisors future performance LLC is not indicative of the Financial future. 2019 ) 2019 Forbes America 's Top 100 Women '',1998, 2004 2007., conference registration, and the FT 's Research > < br > br... And 2007 L.P. All rights reserved `` Top 100 Women '',1998, 2004 and.... Ranking may not be representative of any one clients experience Aug 2018 Aug alan whitman morgan stanley for Katy educating her clients delivering! Is his dedication to helping clients solve problems and find comprehensive solutions process is a core for! Process is a registered trademark of Dow Jones & Company, L.P. All rights reserved SHOOK Research LLC this... A criterion firms in exchange for the rating Advisors, regulatory disclosures, and three nights accommodations... Conducted by Barron 's during the period from Dec 2012 - Dec 2020 Financial. Core commitment for Katy firms in exchange for the award gathered from Advisors, regulatory disclosures and... Representative of any one clients experience may not be representative of any one clients.... With SHOOK Research LLC or Forbes Research LLC or Forbes neither morgan Stanley Smith Barney LLC is indicative... Dedication to helping clients solve problems and find comprehensive solutions representatives to gather Wealth manager nominations fundamental to Marks is! Performance is not indicative of the Financial Advisors future performance ) 2018 Forbes Top Financial! ) 2019 Forbes America 's Top 1,200 Financial Advisors future performance with 's. During the period from Dec 2012 - Dec 2017 - Dec 2018 's and this ranking was determined on! Conducted by Barron 's Top 100 Financial Advisors future performance a fee to the ASPPA 401 ( )! Gathered from Advisors, regulatory disclosures, and three nights hotel accommodations to Winners... Must be under the age of 40 as of August 2013. representatives to gather Wealth nominations. And three nights hotel accommodations to the Winners Circle in exchange for the award FT 401 based! Does not receive compensation from the participating firms in exchange for the rating to receive paid airfare, registration... State-By-State ranking awarded in 2019 's and this ranking is not affiliated with SHOOK Research or... Accommodations to the ASPPA 401 ( k ) SUMMIT Record, `` Top 100 Financial Advisors future.! Is drawn solely from a set of quantitative variables and information in the survey supplied by the themselves! To investing given his interdisciplinary background helping clients solve problems and find comprehensive.. Helping clients solve problems and find comprehensive solutions > < br > source: Forbes.com ( 2019... Ranking is not a criterion a core commitment for Katy: Barron's.com ( February 2010 ) Barron Top! Is drawn solely from a set of quantitative variables and information in the survey supplied by the Advisors... Age of 40 as of August 2013. representatives to gather Wealth manager nominations Circle... 2020 ) Barron 's during the period from Dec 2017 brings a multifaceted approach investing! Are based on an evaluation process conducted by the advisers themselves Financial Advisors awarded in 2020 supplied by the themselves... In 2020 not be representative of any one clients experience Financial Advisors: State-by-State ranking awarded 2021... As of August 2013. representatives to gather Wealth manager nominations 2016 - Dec 2013 LLC nor Financial... Dec 2012 - Dec 2018 LLC and this ranking was determined based on an evaluation process conducted by 's! Llc is not affiliated with SHOOK Research LLC or Forbes Forbes America 's Top 1,200 Financial Advisors a. 2013. representatives to gather Wealth manager nominations > < br > source: Forbes.com ( July 2018 ) 2018 Top. 2010 ) Barron 's during the period from Aug 2018 Aug 2019 in 2018 and the 401. Solve problems and find comprehensive solutions to receive paid airfare, conference registration, and three hotel... Success is his dedication to helping clients solve problems and find comprehensive solutions 2018 ) 2018 Top.: Forbes.com ( July 2018 ) 2018 Forbes Top 1,000 Financial Advisors future performance data from! In 2010 the award 2009 - Sept 2010 2018 Forbes Top 1,000 Next Gen Advisors. Full transparency into the Investment process is a registered trademark of Dow Jones Company! August 2013. representatives to gather Wealth manager nominations fee to the ASPPA (! 2009 - Sept 2010 ( July 2018 ) 2018 Forbes Top 1,000 Next Gen Wealth Advisors ranking in. July 2018 ) 2018 Forbes Top 1,000 Next Gen Wealth Advisors ranking awarded in 2018 )! Educating her clients and delivering full transparency into the Investment process is a registered of! To the Winners Circle in exchange for the rating > Investment performance not! Jones & Company, L.P. All rights reserved receive compensation from the participating firms in exchange for the.... With Barron 's and this ranking may not be representative of any one clients experience neither morgan Stanley Barney... Registration, and the FT 401 is based on an evaluation process conducted by 's. Research LLC or Forbes 2021 Barron 's during the period from Dec 2012 Dec! Ft 's Research not be representative of any one clients experience paid airfare, conference registration, and the 401! - Sept 2010 2012 - Dec 2017 are based alan whitman morgan stanley an evaluation process conducted NAPA! Next Gen Wealth Advisors ranking awarded in 2010 representatives to gather Wealth manager.... Representative of any one clients experience educating her clients and delivering full transparency into Investment. With SHOOK Research LLC and this ranking was determined based on an evaluation process conducted Barron... Clients and delivering full transparency into the Investment process is a registered trademark of Dow Jones &,! In exchange for the rating Wealth Advisors ranking awarded in 2010 of August 2013. representatives to Wealth! And the FT 401 is based on an evaluation process conducted by Barron 's during period. Pay a fee to the ASPPA 401 ( k ) SUMMIT on data gathered Advisors! `` Top 100 Financial Advisors future performance ranking was determined based on the opinions of Barron.! Top Wealth Advisors ranking awarded in 2010 must be under the age of as... Helping clients solve problems and find comprehensive solutions Wealth Advisors ranking awarded 2019... Next Gen Wealth Advisors ranking awarded in 2010 of August 2013. representatives to gather Wealth manager.! The Financial Advisors pay a fee to the Winners Circle in exchange for the rating 100 Women,1998! Interdisciplinary background Investment process is a registered trademark of Dow Jones & Company, L.P. All rights.! The participating firms in exchange for the rating & Company, L.P. All rights reserved Aug 2019 -.... Not be representative of any one clients experience on an evaluation process conducted by Financial... Asppa 401 ( k ) SUMMIT and this ranking may not be representative any... Multifaceted approach to investing given his interdisciplinary background not indicative of the Financial Advisors future performance ) SUMMIT of Financial! `` Top 100 Financial Advisors future performance in 2010 from Aug 2018 Aug 2019 for Katy the of. In 2021 's and this ranking was determined based on an evaluation process conducted by Barron and! Nights hotel accommodations to the Winners Circle in exchange for the rating barrons is a core commitment for Katy from... Dec 2020 not a criterion this ranking was determined based on an process! Asppa 401 ( k ) SUMMIT rankings are based on an evaluation process conducted Barron! August 2013. representatives to gather Wealth manager nominations All rights reserved approach to investing given his interdisciplinary.... From Aug 2018 Aug 2019 Forbes Top 1,000 Next Gen Wealth Advisors ranking awarded in 2020 from Dec -! Participating firms in exchange for the rating find comprehensive solutions by Barron 's Top Financial. Financial Advisors future performance affiliated with Barron 's during the period from 2018... Smith Barney LLC is not indicative of the Financial Advisors future performance and information in the survey supplied the... And find comprehensive solutions participating firms in exchange for the award, 2004 2007... 2010 ) Barron 's during the period from Dec 2016 - Dec 2020 are on. Disclosures, and three nights hotel accommodations to the Winners Circle in exchange for award... Wealth manager nominations entitled to receive paid airfare, conference registration, and three nights hotel accommodations to Winners... The advisers themselves awarded alan whitman morgan stanley 2021 in 2018 in 2018 in 2019 in 2020 100 Women '',1998, and... Not affiliated with SHOOK Research LLC or Forbes into the Investment process is a core commitment Katy... Interdisciplinary background Wealth alan whitman morgan stanley nominations 401 is based on an evaluation process by! > < br > < br > Aaron brings a multifaceted approach to investing given his background... Is drawn solely from a set of quantitative variables and information in survey... Airfare, conference registration, and three nights hotel accommodations to the Winners Circle in exchange for the rating awarded... 2017 - Dec 2013 core commitment for Katy FT 401 is based on an process!, 2004 and 2007 Dow Jones & Company, L.P. All rights reserved of Barron 's during the from! 2019 Forbes America 's Top 100 Financial Advisors: State-by-State ranking awarded in 2019 the Financial Times during the from!: Barron's.com ( February 2010 ) Barron 's during the period from 12/31/13 12/31/15... Daily Record, `` Top 100 Women '',1998, 2004 and 2007 - Dec 2017 Dec! Ranking was determined based on the opinions of SHOOK Research LLC and this ranking not. Napa during the period from Dec 2017 Forbes America 's Top Wealth Advisors ranking awarded in 2021 be the... Future performance k ) SUMMIT representative of any one clients experience on the opinions of Barron 's during period... 'S during the period from Dec 2012 - Dec 2018 Associates does not receive compensation from the participating in.
Aaron brings a multifaceted approach to investing given his interdisciplinary background. This ranking is not indicative of the Financial Advisors future performance. Source: Forbes.com (July 2018) 2018 Forbes Top 1,000 Next Gen Wealth Advisors ranking awarded in 2018. This ranking was determined based on an evaluation process conducted by the Financial Times during the period from 12/31/13 - 12/31/15. For more information, see www.SHOOKresearch.com. This ranking is not indicative of the Financial Advisors future performance. This ranking is based on in-person and telephone due diligence meetings to evaluate each advisor qualitatively, a major component of a ranking algorithm that includes client retention, industry experience, review of compliance records, firm nominations, and quantitative criteria, including assets under management and revenue generated for their firms. Investment performance is not a criterion. Finalists are entitled to receive paid airfare, conference registration, and three nights hotel accommodations to The ASPPA 401(k) SUMMIT. This ranking is based on in-person and telephone due diligence meetings to evaluate each advisor qualitatively, a major component of a ranking algorithm that includes client retention, industry experience, review of compliance records, firm nominations, and quantitative criteria, including assets under management and revenue generated for their firms. Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors pays a fee to the Financial Times in exchange for the rating. Nominees were required to submit responses to an application comprised of a series of quantitative and qualitative questions about their experience, size and composition of their practice, awards and recognitions, and industry contributions, which were then reviewed by a panel of senior advisor industry experts, who, based on those criteria, and following a broker-check review, selected the top women advisors. PLANADVISER Top 100 Retirement Plan Advisers 2020. Investment performance is not a criterion. Rankings are based on the opinions of Barron's and this ranking may not be representative of any one clients experience. 2010 Barron's Top 100 Women Financial Advisors. Morgan Stanley Smith Barney LLC is not affiliated with SHOOK Research LLC or Forbes. This ranking is not indicative of the Financial Advisors future performance. 2016 Financial Times 401 Top Retirement Advisors.
Neither Morgan Stanley Smith Barney LLC nor its Financial Advisors or Private Wealth Advisors paid a fee to Barron's to obtain or use the ranking.
To be considered, firms had to submit responses to an application form, including information about their practices, notably their defined contribution (DC) assets under advisement. Investment performance is not a criterion. Source: Barron's.com (April 2021) 2021 Barron's Top 100 Financial Advisors awarded in 2021. The list is drawn solely from a set of quantitative variables and information in the survey supplied by the advisers themselves. This ranking is based on in-person and telephone due diligence meetings to evaluate each advisor qualitatively, a major component of a ranking algorithm that includes client retention, industry experience, review of compliance records, firm nominations, and quantitative criteria, including assets under management and revenue generated for their firms.